Alternative Trading Systems with Form ATS on File with the SEC as of April 1, 2016 Full Name of Alternative Trading System (as provided in item 1.A. of Form ATS)
Name(s) Under Which Business Is Conducted (as provided in item 1.B. of Form ATS)
Aqua Securities L.P. Arbor Research and Trading LLC ATS-1 (Merrill Lynch) ATS-1 ATS-4 ATS-6 Automated Equity Finance Markets, Inc. AX Trading, LLC Barclays ATS Barclays DirectEx BGC Financial L.P. BIDS Trading, L.P. BLOOMBERG TRADEBOOK LLC, as operator of BLOOMBERG TRADEBOOK SYSTEM BondVision US Brilliquid LLC Brokertec CITICROSS
Clarity BidRate Alternative Trading System
City and State of Alternative Trading System (as provided in item 1.F. of Form ATS) New York, NY Barrington, IL
Morgan Stanley & Co. Incorporated Morgan Stanley & Co. Incorporated Morgan Stanley & Co. Incorporated
New York, NY New York, NY New York, NY New York, NY
AQS
Jersey City, NJ
BIDS Trading
New York, NY New York, NY New York, NY New York, NY New York, NY
TRADEBOOK
New York, NY
LX
Brilliquid.com Brokertec Americas LLC Citi Cross is owned and operated by Citigroup Global Markets Inc. (CGMI)
Creditex Securities Corporation
New York, NY Short Hills, NJ Jersey City, NJ New York, NY New York, NY
Credit Suisse Securities (USA) LLC
CrossFinder
New York, NY
Credit Suisse Securities (USA) LLC
Light Pool
New York, NY
Dealerweb, Inc. Deutsche Bank Securities, Inc. eBX LLC Electronifie EquiLend LLC Fantex Brokerage Services FixCenter, LLC FNC AG Stock, LLC FOLIO Investing Note Trader Platform GFI Securities LLC GFI Securities LLC Global OTC HTDonline ICAP Trading System
Dealerweb SuperX LeveL ATS Electronifie Securities LLC
Jersey City, NJ New York, NY Boston, MA New York, NY New York, NY San Francisco, CA New York, NY Grand Forks, ND
FOLIOfn Investments, Inc.
McLean, VA
CreditMatch (LATG)
New York, NY New York, NY Chicago, IL Jersey City, NJ Jersey City, NJ
Archipelago Trading Services, Inc. Hartfield, Titus & Donnelly, LLC ICAP Corporates LLC
ICE Creditbook IEX ATS Instinct X Instinet Continuous Block Crossing System (CBX) Instinet, LLC Interactive Brokers LLC J.P. Morgan ATS ("JPM-X") JSVC LLC KCG BondPoint Lending Club Trading Market Liquidity Finance LP Liquidnet Fixed Income ATS LiquidNet H2O ATS Liquidnet Negotiation ATS LIQUIFI Luminex Trading & Analytics LLC Maps ECN MarketAxess Corporation Mid-X Trading System MarketAxess Corporation SingleName CDS Central Limit Order Book MatchIt MBS Source eTrading, Inc. Millennium MTS BondsPro MuniAxis ATS National Financial Services, LLC NPM Securities, LLC NXP OpenBondX LLC OTC Link LLC PDQ ATS Inc. POSIT PRO Securities, LLC REALCADRE LLC RiverCross
Creditex Securities Corp. IEX Services LLC; IEX Group, Inc.
New York, NY New York, NY New York, NY
Instinet, LLC
New York, NY
Instinet Crossing, Instinet BLX IBKR ATS J.P. Morgan Securities LLC
New York, NY Greenwich, CT New York, NY Honolulu, HI
KCG BondPoint, a division of Knight Capital Americas LLC FOLIOfn Investments, Inc. Flow (by Liquidity Finance)
Spot Quote LLC Spread Zero LLC State Street Global Markets LLC Structured Credit Connection
McLean, VA Stamford, CT New York, NY New York, NY New York, NY
LIQUIFI is owned and operated by Citigroup Global Markets, Inc. (CGMI) Luminex Marco Polo Securities Inc.
Boston, MA New York, NY
Mid-X System; Mid-X
New York, NY
MarketAxess CDS CLOB
New York, NY
KCG MatchIt ConvergEx Execution Solutions LLC
Jersey City, NJ Mercer Island, WA New York, NY New York, NY Wellesley, MA
CrossStream, CrossStream BLOX SM (BLOCK Liquidity Opportunity Cross)
Boston, MA
ConvergEx Execution Solutions OTC Link ATS PDQ ATS, PDQ
River Cross Securities, LLLP
Shares Post Financial Corporation SIGMA X
Jersey City, NJ
New York, NY
San Francisco, CA New York, NY Miami Beach, FL New York, NY Glenview, IL New York, NY Old Bridge, NJ New York, NY Bala Cynwyd, PA San Bruno, CA
Sigma X is owned and operated by Goldman Sachs Execution & Clearing, LP (GSEC)
Jersey City, NJ
Spread Zero or Spread Zero ATS BlockCross ATS
Houston, TX New York, NY Boston, MA New York, NY
TMC Bonds L.L.C. Tradeweb Direct LLC (f/k/a BondDesk Trading LLC) TruMid ATS Tullet Prebon Financial Services LLC UBS ATS Ustocktrade Variable Investment Advisors, Inc. ATS (VIAATS) Venovate Marketplace Inc. XE Zanbato ATS
New York, NY New York, NY New York, NY tpCreditDeal
Jersey City, NJ
UBS Securities LLC Ustockstrade Securities, Inc. www.AGSTOCKTRADE.COM, www.LIQUIDITYMAKER.COM
New York, NY Newton, MA
Weeden & Co. LP
Sioux Falls, SD San Francisco, CA Greenwich, CT Mountain View, CA
Ceased Operations Full Name of Alternative Trading System (as provided in item 1.A. of Form ATS) JET-X GATE US LLC
Name(s) Under Which Business Is Conducted (as provided in item 1.B. of Form ATS)
City and State of Alternative Trading System (as provided in item 1.F. of Form ATS) New York, NY New York, NY
